144: Filer Information
Filer CIK | 0001791786 |
Filer CCC | XXXXXXXX |
Is this a LIVE or TEST Filing? | LIVE TEST |
Submission Contact Information | |
Name | |
Phone | |
E-Mail Address |
Form 144 Filer Information |
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144
NOTICE OF PROPOSED SALE OF SECURITIES
PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933 | |
FORM 144 |
Filer CIK | 0001791786 |
Filer CCC | XXXXXXXX |
Is this a LIVE or TEST Filing? | LIVE TEST |
Submission Contact Information | |
Name | |
Phone | |
E-Mail Address |
Name of Issuer | Howmet Aerospace Inc. |
SEC File Number | 001-03610 |
Address of Issuer | 201 Isabella Street, Suite 200 Pittsburgh PENNSYLVANIA 15212-5872 |
Phone | 412-553-1940 |
Name of Person for Whose Account the Securities are To Be Sold | Elliott Investment Management L.P. (1) |
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account
the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given
as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales
for the account of the person filing this notice.
| |
Relationship to Issuer | Shareholder |
Title of the Class of Securities To Be Sold | Name and Address of the Broker | Number of Shares or Other Units To Be Sold | Aggregate Market Value | Number of Shares or Other Units Outstanding | Approximate Date of Sale | Name the Securities Exchange |
---|---|---|---|---|---|---|
Common stock, par value $1.00 per share | J.P. Morgan Securities LLC 383 Madison Avenue New York NY 10179 | 1871492 | 91272665.00 | 412208006 | 08/16/2023 | NYSE |
Title of the Class | Date you Acquired | Nature of Acquisition Transaction | Name of Person from Whom Acquired | Is this a Gift? | Date Donor Acquired | Amount of Securities Acquired | Date of Payment | Nature of Payment * |
---|---|---|---|---|---|---|---|---|
Common stock, par value $1.00 per share | 11/01/2016 | Open Market Purchases | Open Market Purchases | 1871492 | 11/01/2016 | Cash |
Name and Address of Seller | Title of Securities Sold | Date of Sale | Amount of Securities Sold | Gross Proceeds |
---|---|---|---|---|
Elliott Investment Management L.P. (1) 360 S. Rosemary Ave, 18th Floor West Palm Beach FL 33401 | Common stock, par value $1.00 per share | 05/22/2023 | 168176 | 7572965.00 |
Elliott Investment Management L.P. (1) 360 S. Rosemary Ave, 18th Floor West Palm Beach FL 33401 | Common stock, par value $1.00 per share | 05/25/2023 | 203792 | 8816042.00 |
Elliott Investment Management L.P. (1) 360 S. Rosemary Ave, 18th Floor West Palm Beach FL 33401 | Common stock, par value $1.00 per share | 05/26/2023 | 658662 | 28694281.00 |
Elliott Investment Management L.P. (1) 360 S. Rosemary Ave, 18th Floor West Palm Beach FL 33401 | Common stock, par value $1.00 per share | 05/30/2023 | 489046 | 21249049.00 |
Elliott Investment Management L.P. (1) 360 S. Rosemary Ave, 18th Floor West Palm Beach FL 33401 | Common stock, par value $1.00 per share | 06/01/2023 | 825960 | 36135750.00 |
Elliott Investment Management L.P. (1) 360 S. Rosemary Ave, 18th Floor West Palm Beach FL 33401 | Common stock, par value $1.00 per share | 06/02/2023 | 846332 | 37881820.00 |
Elliott Investment Management L.P. (1) 360 S. Rosemary Ave, 18th Floor West Palm Beach FL 33401 | Common stock, par value $1.00 per share | 06/07/2023 | 120000 | 5548740.00 |
Elliott Investment Management L.P. (1) 360 S. Rosemary Ave, 18th Floor West Palm Beach FL 33401 | Common stock, par value $1.00 per share | 06/08/2023 | 55000 | 2561900.00 |
Elliott Investment Management L.P. (1) 360 S. Rosemary Ave, 18th Floor West Palm Beach FL 33401 | Common stock, par value $1.00 per share | 08/03/2023 | 310000 | 14967265.00 |
Elliott Investment Management L.P. (1) 360 S. Rosemary Ave, 18th Floor West Palm Beach FL 33401 | Common stock, par value $1.00 per share | 08/04/2023 | 1400000 | 68600000.00 |
Elliott Investment Management L.P. (1) 360 S. Rosemary Ave, 18th Floor West Palm Beach FL 33401 | Common stock, par value $1.00 per share | 08/04/2023 | 210000 | 10320702.00 |
Elliott Investment Management L.P. (1) 360 S. Rosemary Ave, 18th Floor West Palm Beach FL 33401 | Common stock, par value $1.00 per share | 08/07/2023 | 2980000 | 149864200.00 |
Elliott Investment Management L.P. (1) 360 S. Rosemary Ave, 18th Floor West Palm Beach FL 33401 | Common stock, par value $1.00 per share | 08/08/2023 | 1302235 | 65736823.00 |
Elliott Investment Management L.P. (1) 360 S. Rosemary Ave, 18th Floor West Palm Beach FL 33401 | Common stock, par value $1.00 per share | 08/10/2023 | 300499 | 14979875.00 |
Elliott Investment Management L.P. (1) 360 S. Rosemary Ave, 18th Floor West Palm Beach FL 33401 | Common stock, par value $1.00 per share | 08/11/2023 | 107266 | 5301086.00 |
Elliott Investment Management L.P. (1) 360 S. Rosemary Ave, 18th Floor West Palm Beach FL 33401 | Common stock, par value $1.00 per share | 08/14/2023 | 225000 | 11103750.00 |
Elliott Investment Management L.P. (1) 360 S. Rosemary Ave, 18th Floor West Palm Beach FL 33401 | Common stock, par value $1.00 per share | 08/15/2023 | 340000 | 16585200.00 |
Elliott Investment Management L.P. (1) 360 S. Rosemary Ave, 18th Floor West Palm Beach FL 33401 | Common stock, par value $1.00 per share | 08/16/2023 | 242124 | 11854391.00 |
Remarks | (1) Elliott Investment Management L.P., a Delaware limited partnership, serves as the investment manager of Elliott Associates, L.P., a Delaware limited partnership and Elliott International, L.P., a Cayman Islands limited partnership ("Elliott International" and together with Elliott, the "Elliott Funds"). The shares of common stock covered by this Form 144 are held by the Elliott Funds and/or their respective subsidiaries. (2) The shares reported herein to be sold were acquired in open market transactions on various dates ranging from November 2016 to May 2018. (3) On the Form 144 filed on August 7, 2023, the Table II entries for the "Amount of Securities Sold" and "Gross Proceeds" on August 7, 2023 should have been 2,668,014 and $134,178,960, respectively, rather than the amounts reported therein. |
Date of Notice | 08/16/2023 |
ATTENTION: | |
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date. | |
Signature | Elliott Investment Management L.P., By: /s/ Elliot Greenberg, Vice President |
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001) |